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1 to 20 of 20 records
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Date
Type
Title
Dec 12, 2023
Circulars
Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
Jun 30, 2023
Circulars
Implementation of circular on upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
Jun 08, 2023
Circulars
Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)
Feb 03, 2023
Reports
Consultation paper on safeguarding clients’ funds placed with stock brokers/ Clearing Members (CMs): Upstreaming of clients’ funds to Clearing Corporations (CCs)
Nov 11, 2022
Circulars
Handling of Clients’ Securities by Trading Members(TM) / Clearing Members (CM)
May 13, 2022
Circulars
Guidelines for seeking NOC by Stock Brokers / Clearing Members for setting up Wholly Owned Subsidiaries, Step Down Subsidiaries, Joint Ventures in GIFT IFSC
Oct 01, 2020
Circulars
Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default - Extension of timeline for submission of the Undertaking cum Indemnity bond by the Trading members (TMs) / Clearing Members (CMs) for all the bank accounts.
Apr 21, 2020
Circulars
Relaxation in timelines for compliance with regulatory requirements by trading members / clearing members
Apr 16, 2020
Circulars
Relaxation in timelines for compliance with regulatory requirements by trading members / clearing members
Aug 29, 2019
Circulars
Handling of Clients’ Securities by Trading Members/Clearing Members
Jun 20, 2019
Circulars
Handling of Clients’ Securities by Trading Members/Clearing Members
Apr 26, 2017
Circulars
Acceptance of Central Government Securities by Clearing Corporations towards Core Settlement Guarantee Fund (SGF) Contribution by Clearing Members
Oct 13, 2014
Circulars
Single registration for Stock Brokers & Clearing Members
Sep 30, 2013
Circulars
Simplification of registration requirements for Stock Brokers
Dec 07, 2012
Circulars
Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any segment of Stock Exchanges/Clearing Corporations)
Mar 17, 2010
Master Circulars
Master Circular on Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any Segment of Stock Exchanges and Clearing Corporations)
Oct 21, 2008
Circulars
Internal Audit for stock brokers/trading members/clearing members
Aug 22, 2008
Circulars
Internal Audit for stock brokers/clearing members
May 16, 2006
Reports
Proposed New Fee Structure for Brokers and Trading/ Clearing Members
May 16, 2006
Press Releases
Proposed New Fee Structure for Brokers and Trading/ Clearing Members
1 to 20 of 20 records
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